Chwilio Deddfwriaeth

Chwiliad Uwch

Financial Services and Markets Act 2000

Status:

Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).

73General duty of the competent authority

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(1)In discharging its general functions the competent authority must have regard to—

(a)the need to use its resources in the most efficient and economic way;

(b)the principle that a burden or restriction which is imposed on a person should be proportionate to the benefits, considered in general terms, which are expected to arise from the imposition of that burden or restriction;

(c)the desirability of facilitating innovation in respect of listed securities;

(d)the international character of capital markets and the desirability of maintaining the competitive position of the United Kingdom;

(e)the need to minimise the adverse effects on competition of anything done in the discharge of those functions;

(f)the desirability of facilitating competition in relation to listed securities.

(2)The competent authority’s general functions are—

(a)its function of making rules under this Part (considered as a whole);

(b)its functions in relation to the giving of general guidance in relation to this Part (considered as a whole);

(c)its function of determining the general policy and principles by reference to which it performs particular functions under this Part.

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