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The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016

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Terrorism Act 2000U.K.

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12.  For paragraph 1(6) of Part 1 of Schedule 3A (regulated sector and supervisory authorities) to the Terrorism Act 2000 M1 substitute—

“(6) For the purposes of sub-paragraph (5) “the specified disclosure obligations” means—

(a)disclosure requirements set out in Articles 17 and 19 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation);

(b)disclosure requirements consistent with Articles 3, 5, 7, 8, 10, 14 and 16 of Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectuses to be published when securities are offered to the public or admitted to trading M2;

(c)disclosure requirements consistent with Articles 4 to 6, 14, 16 to 19 and 30 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 relating to the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market M3; or

(d)disclosure requirements consistent with EU legislation made under the provisions mentioned in paragraphs (a) to (c).”.

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M1Paragraph 1(6) of Schedule 3A was inserted by S.I. 2007/3288 and amended by S.I. 2011/1043.

M2OJ No L 345, 31.12.2003, p64.

M3OJ No L 32, 5.2.2004, p17.

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