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The Uncertificated Securities Regulations 1995

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  1. Introductory Text

  2. PART I CITATION, COMMENCEMENT AND INTERPRETATION

    1. 1.Citation and Commencement

    2. 2.Purposes and basic definitions

    3. 3.Interpretation

  3. PART II THE OPERATOR

    1. Approval and compliance

      1. 4.Applications for approval

      2. 5.Grant and refusal of approval

      3. 6.Fees

    2. Supervision

      1. 7.Withdrawal of approval

      2. 8.Compliance orders and directions

      3. 9.Injunctions and restitution orders

      4. 10.Provision of information by Operators

    3. Miscellaneous

      1. 11.Delegation of Treasury functions

      2. 12.International obligations

      3. 13.Prevention of restrictive practices

  4. PART III PARTICIPATING ISSUERS

    1. Participation by issuers

      1. 14.Participation in respect of shares

      2. 15.(1) This regulation applies to a class of shares if...

      3. 16.(1) This regulation applies to a class of shares if...

      4. 17.Interpretation of regulations 15 and 16

      5. 18.Participation in respect of securities other than shares

    2. Keeping of registers

      1. 19.Entries on registers

      2. 20.Effect of entries on registers

      3. 21.Rectification of and changes to registers of securities

      4. 22.Closing registers

      5. 23.Registration of transfers of securities

      6. 24.Registration of linked transfers

      7. 25.Position of a transferee prior to entry on a register

    3. Conversions and new issues

      1. 26.Conversion of securities into certificated form

      2. 27.Conversion of securities into uncertificated form

      3. 28.New issues in uncertificated form

  5. PART IV DEMATERIALISED INSTRUCTIONS ETC.

    1. 29.Properly authenticated dematerialised instructions

    2. 30.Liability for forged dematerialised instructions and induced Operator-instructions

  6. PART V MISCELLANEOUS AND SUPPLEMENTAL

    1. Miscellaneous

      1. 31.Construction of references to transfers etc.

      2. 32.Certain formalities and requirements not to apply

      3. 33.Trusts, trustees and personal representatives etc.

      4. 34.Notices of meetings

      5. 35.Notices to minority shareholders

      6. 36.Irrevocable powers of attorney

    2. Defaults and contraventions

      1. 37.Breaches of statutory duty

      2. 38.Liability of officers for contraventions

    3. Northern Ireland

      1. 39.Application to Northern Ireland

    4. Amendments and revocations

      1. 40.Minor and consequential amendments

      2. 41.Revocations

  7. Signature

  8. THE SCHEDULES

    1. Schedule 1

      Requirements for approval of a person as Operator

    2. Schedule 2

      Prevention of restrictive practices

    3. Schedule 3

      Adaptations in respect of Northern Ireland

  9. Explanatory Note

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