SCHEDULES
SCHEDULE 7RESTRICTED INFORMATION HELD BY THE BOARD: CERTAIN PERMITTED DISCLOSURES TO FACILITATE EXERCISE OF FUNCTIONS
Words in Sch. 7 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 101
Sch. 7: entries inserted (6.4.2010) by Pensions Regulator Tribunal (Transfer of Functions) Act (Northern Ireland) 2010 (c. 4), ss. 3(1), 5(2), Sch. 1 para. 24 (with transitional and saving in Sch. 2); S.R. 2010/101, art. 2
Sch. 7: word omitted (7.12.2006) in the entry relating to "The Commissioners of Inland Revenue or their officers" by virtue of Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(a)(i)
Sch. 7: word repealed (6.4.2007 with effect as mentioned in s. 1034(1) of the amending Act) in the entry relating to the Commissioners of Inland Revenue or their officers by Income Tax Act 2007 (c. 3), ss. 1027, 1031, 1034(1), Sch. 1 para. 609(a), Sch. 3 Pt. 1 (with Sch. 2)
Sch. 7: words added (7.12.2006) in the entry relating to "The Commissioners of Inland Revenue or their officers" by Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(a)(ii)
Sch. 7: words inserted (6.4.2007 with effect as mentioned in s. 1034(1) of the amending Act) in the entry relating to the Commissioners of Inland Revenue or their officers by Income Tax Act 2007 (c. 3), ss. 1027, 1034(1), Sch. 1 para. 609(b) (with Sch. 2)
Sch. 7: entry relating to "An inspector appointed by the Department of Enterprise, Trade and Investment" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(b) (with art. 10)
Sch. 7: words in the entry relating to "A person authorised to exercise powers under" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(c)(i) (with art. 10)
Sch. 7: words in the entry relating to "A person authorised to exercise powers under" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(c)(ii) (with art. 10)
Sch. 7: entry relating to the "Gaming Board for Great Britain" omitted (7.12.2006) by virtue of Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(b)
Sch. 7: entries added (7.12.2006) by Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(c)
Persons | Functions |
---|---|
The Department. | Functions under—
|
The Department of Enterprise, Trade and Investment. | |
The Secretary of State. | Functions under—
and functions of co-operating with overseas government authorities and bodies in relation to criminal matters. |
The Bank of England. | Any of its functions. |
The F12Financial Conduct Authority or the Prudential Regulation Authority. | Functions under—
|
The Charity Commissioners. | Functions under the Charities Act 1993 (c. 10). |
The Pensions Regulator Tribunal. | Any of its functions. |
F2The First-tier Tribunal. | Functions relating to decisions of the Regulator. |
The Upper Tribunal. | Functions relating to decisions of the Regulator. |
The Pensions Ombudsman. | Functions under—
|
The Ombudsman for the Board of the Pension Protection Fund. | Any of his functions. |
The Comptroller and Auditor General for Northern Ireland. | Any of his functions. |
The Comptroller and Auditor General. | Any of his functions. |
The Auditor General for Wales. | Any of his functions. |
The Auditor General for Scotland. | Any of his functions. |
The Commissioners of Inland Revenue or their officers. | Functions under—
|
The Commissioners of Customs and Excise. | Functions under any enactment. |
The Official Receiver for Northern Ireland or the Official Receiver in England and Wales. | Functions under the enactments relating to insolvency. |
F7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . | F7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . |
An inspector appointed by the Secretary of State. | Functions under Part XIV of the Companies Act 1985 (c. 6). |
A person authorised to exercise powers under—
| Functions under those sections F9. . . . |
A person appointed under—
to conduct an investigation. | Functions in relation to that investigation. |
A body designated under section 326(1) of that Act. | Functions in its capacity as a body designated under that section. |
A recognised investment exchange or a recognised clearing house (as defined by section 285 of that Act). | Functions in its capacity as an exchange or clearing house recognised under that Act. |
A body corporate established in accordance with section 212(1) of that Act. | Functions under the Financial Services Compensation Scheme, established in accordance with section 213 of that Act. |
The Panel on Takeovers and Mergers. | Functions under the City Code on Takeovers and Mergers and the Rules Governing Substantial Acquisitions of Shares for the time being issued by the Panel. |
The General Insurance Standards Council. | Functions of regulating sales and advisory and service standards in relation to insurance. |
A recognised professional body (within the meaning of Article 350 of the Insolvency Order). | Functions in its capacity as such a body under that Order. |
A person on whom functions are conferred by or under Part 2, 3 or 4 of the Proceeds of Crime Act 2002 (c. 29). | The functions so conferred. |
The Counter Fraud and Security Management Service established under the Counter Fraud and Security Management Service (Establishment and Constitution) Order 2002 (S.I. 2002/3039). | Any of its functions. |
A recognised professional body (within the meaning of section 391 of the Insolvency Act 1986 (c. 45)). under that Act. | Functions in its capacity as such a body |
F10. . . | F10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . |
F11A member of the panel appointed under paragraph 4 of Schedule 17 to the Financial Services and Markets Act 2000 (c. 8) by the body corporate established by paragraph 2 of that Schedule. | Functions under—
of that Schedule. |
The Gambling Commission. |
|
Sch. 7: words in the entry relating to "The Department of Enterprise, Trade and Investment" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(a) (with art. 10)