C1C2Part I Regulation of Investment Business

Annotations:
Modifications etc. (not altering text)
C1

Pt. I (ss. 1-128) amended (S.) (22.5.2000) by S.I. 2000/121, regs. 1, 37, Sch. 2

C2

Pt. I (ss. 1–128): power to modify conferred (prosp.) by Courts and Legal Services Act 1990 (c. 41, SIF 76:1), ss. 89, 124(3), Sch. 14 para. 9(c)

F1Chapter XV Relations with other Regulatory Authorities

Annotations:
Amendments (Textual)
F1

Ch. XV (ss. 128A, 128B, 128C) inserted by Companies Act 1989 (c.40, SIF 27), s. 196

128A Relevance of other controls. C3

In determining—

a

in relation to a self-regulating organisation, whether the requirements of Schedule 2 are met, or

b

in relation to a professional body, whether the requirements of Schedule 3 are met,

the Secretary of State shall take into account the effect of any other controls to which members of the organisation or body are subject.