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Part IU.K. Regulation of Investment Business

Modifications etc. (not altering text)

C1Pt. I (ss. 1-128) amended (S.) (22.5.2000) by S.I. 2000/121, regs. 1, 37, Sch. 2

C2Pt. I (ss. 1–128): power to modify conferred (prosp.) by Courts and Legal Services Act 1990 (c. 41, SIF 76:1), ss. 89, 124(3), Sch. 14 para. 9(c)

[F1Chapter XVU.K. Relations with other Regulatory Authorities]

Textual Amendments

F1Ch. XV (ss. 128A, 128B, 128C) inserted by Companies Act 1989 (c.40, SIF 27), s. 196

128A Relevance of other controls. U.K.

In determining—

(a)in relation to a self-regulating organisation, whether the requirements of Schedule 2 are met, or

(b)in relation to a professional body, whether the requirements of Schedule 3 are met,

the Secretary of State shall take into account the effect of any other controls to which members of the organisation or body are subject.

Modifications etc. (not altering text)

C3S. 128A: functions transferred by S.I. 1990/354, art. 4(2)(b)