C2Part IV Official Listing of Securities
156 Listing rules: general provisions.
1
Listing rules may make different provision for different cases.
2
Listing rules may authorise the competent authority to dispense with or modify the application of the rules in particular cases and by reference to any circumstances.
3
Listing rules shall be made by an instrument in writing.
4
Immediately after an instrument containing listing rules is made it shall be printed and made available to the public with or without payment.
5
A person shall not be taken to have contravened any listing rule if he shows that at the time of the alleged contravention the instrument containing the rule had not been made available as required by subsection (4) above.
6
The production of a printed copy of an instrument purporting to be made by the competent authority on which is endorsed a certificate signed by an officer of the authority authorised by it for that purpose and stating—
a
that the instrument was made by the authority;
b
that the copy is a true copy of the instrument; and
c
that on a specified date the instrument was made available to the public as required by subsection (4) above,
shall be prima facie evidence or, in Scotland, sufficient evidence of the facts stated in the certificate.
7
Any certificate purporting to be signed as mentioned in subsection (6) above shall be deemed to have been duly signed unless the contrary is shown.
8
Any person wishing in any legal proceedings to cite an instrument made by the competent authority may require the authority to cause a copy of it to be endorsed with such a certificate as is mentioned in subsection (6) above.
C1Part IV Official Listing of Securities
Pt. IV (ss. 142-157) modified (1.4.1992) by S.I. 1992/231, art. 84(2); S.R. 1992/117, art. 3(1).
Pt. IV (ss. 142-157) applied (6.1.1994) by 1993 c. 43, s. 107(4); S.I. 1993/3237, art. 2(2).
Pt. IV (Ss. 142-157) applied (with modifications) (19.6.1995) by S.I. 1995/1537, reg. 20, Sch. 4 para. 4
156 Listing rules: general provisions.
1
Listing rules may make different provision for different cases.
2
Listing rules may authorise the competent authority to dispense with or modify the application of the rules in particular cases and by reference to any circumstances.
3
Listing rules shall be made by an instrument in writing.
4
Immediately after an instrument containing listing rules is made it shall be printed and made available to the public with or without payment.
5
A person shall not be taken to have contravened any listing rule if he shows that at the time of the alleged contravention the instrument containing the rule had not been made available as required by subsection (4) above.
6
The production of a printed copy of an instrument purporting to be made by the competent authority on which is endorsed a certificate signed by an officer of the authority authorised by it for that purpose and stating—
a
that the instrument was made by the authority;
b
that the copy is a true copy of the instrument; and
c
that on a specified date the instrument was made available to the public as required by subsection (4) above,
shall be prima facie evidence or, in Scotland, sufficient evidence of the facts stated in the certificate.
7
Any certificate purporting to be signed as mentioned in subsection (6) above shall be deemed to have been duly signed unless the contrary is shown.
8
Any person wishing in any legal proceedings to cite an instrument made by the competent authority may require the authority to cause a copy of it to be endorsed with such a certificate as is mentioned in subsection (6) above.
Pt. IV (ss. 142-157) modified (1.4.1992) by S.I. 1992/231, art. 84(2); S.R. 1992/117, art. 3(1).
Pt. IV (ss. 142-157) applied (6.1.1994) by 1993 c. 43, s. 107(4); S.I. 1993/3237, art. 2(2).
Pt. IV (Ss. 142-157) applied (with modifications) (19.6.1995) by S.I. 1995/1537, reg. 20, Sch. 4 para. 4