Part I Listed Buildings

C33 Chapter II Authorisation of works affecting listed buildings

Annotations:
Modifications etc. (not altering text)
C33

Chs. I, II (ss. 1-26) and IV (ss. 38-44) of Pt. I, ss. 54-56, 59-61, 66, 68-72, 74-76 and 88: power to apply conferred (10.11.1993) by 1993 c. 28, s. 171(4)(b); S.I. 1993/2762, art.3.

Control of works in respect of listed buildings

C1C2C3C34C45C53C56C577 Restriction on works affecting listed buildings.

F11

Subject to the following provisions of this Act, no person shall execute or cause to be executed any works for the demolition of a listed building or for its alteration or extension in any manner which would affect its character as a building of special architectural or historic interest, unless the works are authorised F2under section 8.

F32

Subsection (1) is subject to section 33(1) of the Planning Act 2008 (exclusion of requirement for other consents for development for which development consent required).

C5C35C458 Authorisation of works: listed building consent. C4

1

Works for the alteration or extension of a listed building are authorised if—

a

written consent for their execution has been granted by the local planning authority or the Secretary of State; and

b

they are executed in accordance with the terms of the consent and of any conditions attached to it.

C62

Works for the demolition of a listed building are authorised if—

a

such consent has been granted for their execution;

b

notice of the proposal to execute the works has been given to the Royal Commission;

c

after such notice has been given either—

i

for a period of at least one month following the grant of such consent, and before the commencement of the works, reasonable access to the building has been made available to members or officers of the Royal Commission for the purpose of recording it; or

ii

the Secretary of the Royal Commission, or another officer of theirs with authority to act on their behalf for the purposes of this section, has stated in writing that they have completed their recording of the building or that they do not wish to record it; and

d

the works are executed in accordance with the terms of the consent and of any conditions attached to it.

3

Where—

a

works for the demolition of a listed building or for its alteration or extension are executed without such consent; and

b

written consent is granted by the local planning authority or the Secretary of State for the retention of the works,

the works are authorised from the grant of that consent.

4

In this section “the Royal Commission” means—

a

in relation to England, the Royal Commission on the Historical Monuments of England; and

b

in relation to Wales, the Royal Commission on Ancient and Historical Monuments in Wales.

5

The Secretary of State may by order provide that subsection (2) shall have effect with the substitution for the references to the Royal Commission of references to such other body as may be so specified.

6

Such an order—

a

shall apply in the case of works executed or to be executed on or after such date as may be specified in the order; and

b

may apply in relation to either England or Wales, or both.

7

Consent under subsection (1), (2) or (3) is referred to in this Act as “listed building consent”.

C8C36C459C7 Offences.

1

If a person contravenes section 7 he shall be guilty of an offence.

2

Without prejudice to subsection (1), if a person executing or causing to be executed any works in relation to a listed building under a listed building consent fails to comply with any condition attached to the consent, he shall be guilty of an offence.

3

In proceedings for an offence under this section it shall be a defence to prove the following matters—

a

that works to the building were urgently necessary in the interests of safety or health or for the preservation of the building;

b

that it was not practicable to secure safety or health or, as the case may be, the preservation of the building by works of repair or works for affording temporary support or shelter;

c

that the works carried out were limited to the minimum measures immediately necessary; and

d

that notice in writing justifying in detail the carrying out of the works was given to the local planning authority as soon as reasonably practicable.

F313A

In proceedings for an offence under this section in relation to a building on which interim protection is conferred (which is, as a result of section 2B(2), treated as a listed building)—

a

it is a defence for the person to show that the person did not know, and could not reasonably have been expected to know, that interim protection had been conferred on the building; and

b

where the defence is raised by a person on whom a notice should have been served under section 2A(2), it is for the prosecution to prove that the notice was served on that person.

F44

A person who is guilty of an offence under this section shall be liable—

a

on summary conviction, to imprisonment for a term not exceeding six months or F29a fine, or both; or

b

on conviction on indictment, to imprisonment for a term not exceeding two years or a fine, or both.

5

In determining the amount of any fine to be imposed on a person convicted F5 . . . of an offence under this section, the court shall in particular have regard to any financial benefit which has accrued or appears likely to accrue to him in consequence of the offence.

Appeals

C25C26C41C4520 Right to appeal against decision or failure to take decision.

1

Where a local planning authority—

a

refuse an application for listed building consent or grant it subject to conditions;

b

refuse an application for the variation or discharge of conditions subject to which such consent has been granted or grant it and add new conditions; or

c

refuse an application for approval required by a condition imposed on the granting of listed building consent with respect to details of works or grant it subject to conditions,

the applicant, if aggrieved by the decision, may appeal to the Secretary of State.

2

A person who has made such an application may also appeal to the Secretary of State if the local planning authority have F15done none of the following

a

given notice to the applicant of their decision on the application;

F16aa

given notice to the applicant that they have exercised their power under section 81A or 81B to decline to determine the application;

b

in the case of such an application as is mentioned in paragraph (a) or (b) of subsection (1), given notice to the applicant that the application has been referred to the Secretary of State in accordance with directions given under section 12,

within the relevant period from the date of the receipt of the application, or within such extended period as may at any time be agreed upon in writing between the applicant and the authority.

3

In this section “the relevant period” means—

a

in the case of such an application as is mentioned in paragraph (a) or (b) of subsection (1), such period as may be prescribed; and

b

in the case of such an application for approval as is mentioned in paragraph (c) of subsection (1), the period of eight weeks from the date of the receipt of the application.

4

For the purposes of the application F25in relation to England of sections 22(1) and 63(7)(b) in relation to an appeal under subsection (2) it shall be assumed that the authority decided to refuse the application in question.

F265

For the purposes of the application in relation to Wales of sections 22(1), 63(7)(b) and 88E(7)(b) in relation to an appeal under subsection (2) it shall be assumed that the authority decided to refuse the application in question.

C4520AF18Appeal made: functions of local planning authorities

1

This section applies if a person who has made an application mentioned in section 20(1)(a) appeals to the Secretary of State under section 20(2).

2

At any time before the end of the additional period the local planning authority may give the notice referred to in section 20(2).

3

If the local planning authority give notice as mentioned in subsection (2) that their decision is to refuse the application—

a

the appeal must be treated as an appeal under section 20(1) against the refusal;

b

the Secretary of State must give the person making the appeal an opportunity to revise the grounds of the appeal;

c

the Secretary of State must give such a person an opportunity to change any option the person has chosen relating to the procedure for the appeal.

4

If the local planning authority give notice as mentioned in subsection (2) that their decision is to grant the application subject to conditions the Secretary of State must give the person making the appeal the opportunity—

a

to proceed with the appeal as an appeal under section 20(1) against the grant of the application subject to conditions;

b

to revise the grounds of the appeal;

c

to change any option the person has chosen relating to the procedure for the appeal.

5

The Secretary of State must not issue his decision on the appeal before the end of the additional period.

6

The additional period is the period prescribed for the purposes of this section and which starts on the day on which the person appeals under section 20(2).

C42C4521C27 Appeals: supplementary provisions.

1

An appeal under section 20 must be made by notice served in the prescribed manner within such period as may be prescribed.

2

The period which may be prescribed under subsection (1) must not be less than—

a

in the case of an appeal under subsection (1) of section 20, 28 days from the receipt by the applicant of notification of the decision; or

b

in the case of an appeal under subsection (2) of that section, 28 days from the end of the relevant period (within the meaning of that section) or, as the case may be, the extended period there mentioned.

3

The notice of appeal may include as the ground or one of the grounds of the appeal a claim that the building is not of special architectural or historic interest and ought to be removed from any list compiled or approved by the Secretary of State under section 1.

4

In the case of a building with respect to which F33interim protection has effect or a listed building preservation notice is in force, the notice may include a claim that the building should not be included in such a list.

F324A

Once notice of an appeal under section 20 to the Welsh Ministers has been served, the application to which it relates may not be varied, except in such circumstances as may be prescribed.

4B

Regulations which make provision under subsection (4A) must provide for an application which is varied to be subject to such further consultation as the Welsh Ministers consider appropriate.

5

Regulations under this Act may provide that an appeal in respect of an application for listed building consent or for the variation or discharge of conditions subject to which such consent has been granted shall not be entertained unless it is accompanied by a certificate in the prescribed form and corresponding to one of those described in subsection (1) of section 11.

6

Any such regulations may also include provisions corresponding to those which may be included in the regulations which may be made by virtue of section 11.

7

If any person—

a

issues a certificate which purports to comply with the requirements of regulations made by virtue of subsection (5) or (6) and contains a statement which he knows to be false or misleading in a material particular; or

b

recklessly issues a certificate which purports to comply with those requirements and contains a statement which is false or misleading in a material particular,

he shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 3 on the standard scale.

F178

Regulations under this Act may provide for an appeal under section 20 to be accompanied by such other information as may be prescribed.

9

The power to make regulations under subsection (8) is exercisable by—

a

the Secretary of State, in relation to England;

b

the Welsh Ministers, in relation to Wales.

F3010

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F3011

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

C43C4522 Determination of appeals. C28

1

The Secretary of State may allow or dismiss an appeal under section 20 or may reverse or vary any part of the authority’s decision (whether or not the appeal relates to that part), and—

a

may deal with the application as if it had been made to him in the first instance; and

b

may exercise his power under section 1 to amend any list compiled or approved under that section by removing from it the building to which the appeal relates.

2

Before determining the appeal, the Secretary of State shall, if either the applicant or the local planning authority so wish, give each of them an opportunity of appearing before, and being heard by, a person appointed by the Secretary of State for the purpose.

F272B

Subsection (2) does not apply to an appeal to the Welsh Ministers.

3

The decision of the Secretary of State on F28an appeal under section 20 shall be final.

4

Schedule 3 applies to appeals under section 20.

F21Buildings in England: heritage partnership agreements

Annotations:
Amendments (Textual)
F21

Ss. 26A, 26B and cross-heading inserted (25.4.2013 for specified purposes, 6.4.2014 in so far as not already in force) by Enterprise and Regulatory Reform Act 2013 (c. 24), ss. 60(2), 103(1)(i)(3); S.I. 2014/416, art. 3(a)

C45 26A Heritage partnership agreements

1

A relevant local planning authority may make an agreement under this section (a “heritage partnership agreement”) with any owner of a listed building, or a part of such a building, situated in England.

2

Any of the following may also be a party to a heritage partnership agreement in addition to an owner and the relevant local planning authority—

a

any other relevant local planning authority;

b

the Secretary of State;

c

the Commission;

d

any person who has an interest in the listed building;

e

any occupier of the listed building;

f

any person involved in the management of the listed building;

g

any other person who appears to the relevant local planning authority appropriate as having special knowledge of, or interest in, the listed building, or in buildings of architectural or historic interest more generally.

3

A heritage partnership agreement may contain provision—

a

granting listed building consent under section 8(1) in respect of specified works for the alteration or extension of the listed building to which the agreement relates, and

b

specifying any conditions to which the consent is subject.

4

The conditions to which listed building consent may be subject under subsection (3)(b) in respect of specified works are those that could be attached to listed building consent in respect of the works if consent were to be granted under section 16.

5

If a heritage partnership agreement contains provision under subsection (3), nothing in sections 10 to 26 and 28 applies in relation to listed building consent for the specified works, subject to any regulations under section 26B(2)(f).

6

A heritage partnership agreement may also—

a

specify or describe works that would or would not, in the view of the parties to the agreement, affect the character of the listed building as a building of special architectural or historic interest;

b

make provision about the maintenance and preservation of the listed building;

c

make provision about the carrying out of specified work, or the doing of any specified thing, in relation to the listed building;

d

provide for public access to the listed building and the provision to the public of associated facilities, information or services;

e

restrict access to, or use of, the listed building;

f

prohibit the doing of any specified thing in relation to the listed building;

g

provide for a relevant public authority to make payments of specified amounts and on specified terms—

i

for, or towards, the costs of any works provided for under the agreement; or

ii

in consideration of any restriction, prohibition or obligation accepted by any other party to the agreement.

7

For the purposes of subsection (6)(g), each of the following, if a party to the agreement, is a relevant public authority—

a

the Secretary of State;

b

the Commission;

c

a relevant local planning authority.

8

In this section “ specified ” means specified or described in the heritage partnership agreement.

9

In this section and section 26B—

  • owner ”, in relation to a listed building or a part of such a building, means a person who is for the time being —

    1. a

      the estate owner in respect of the fee simple in the building or part; or

    2. b

      entitled to a tenancy of the building or part granted or extended for a term of years certain of which not less than seven years remain unexpired;

  • relevant local planning authority ”, in relation to a listed building, means a local planning authority in whose area the building or any part of the building is situated.

C45 26B Heritage partnership agreements: supplemental

1

A heritage partnership agreement—

a

must be in writing;

b

must make provision for the parties to review its terms at intervals specified in the agreement;

c

must make provision for its termination and variation;

d

may relate to more than one listed building or part, provided that in each case a relevant local planning authority and an owner are parties to the agreement; and

e

may contain incidental and consequential provisions.

2

The Secretary of State may by regulations make provision—

a

about any consultation that must take place before heritage partnership agreements are made or varied;

b

about the publicity that must be given to heritage partnership agreements before or after they are made or varied;

c

specifying terms that must be included in heritage partnership agreements;

d

enabling the Secretary of State or any other person specified in the regulations to terminate by order a heritage partnership agreement or any provision of such an agreement;

e

about the provision that may be included in an order made under regulations under paragraph (d), including provision enabling such orders to contain supplementary, incidental, transitory, transitional or saving provision;

f

applying or reproducing, with or without modifications, any provision of sections 10 to 26 and 28 for the purposes of heritage partnership agreements;

g

providing for any of the following, as they apply for the purposes of provisions mentioned in paragraph (f), to apply with any modifications consequential on provision made under that paragraph—

i

sections 30 to 37;

ii

sections 62 and 63;

iii

Parts 3 and 4;

iv

Schedule 3.

3

Regulations made under subsection (2)(a) may, in particular, include provision as to—

a

the circumstances in which consultation must take place;

b

the types of listed building in respect of which consultation must take place;

c

who must carry out the consultation;

d

who must be consulted (including provision enabling the Commission to direct who is to be consulted in particular cases); and

e

how the consultation must be carried out.

4

Listed building consent granted by a heritage partnership agreement (except so far as the agreement or regulations under subsection (2) otherwise provide) enures for the benefit of the building and of all persons for the time being interested in it.

5

Subject to subsection (4), a heritage partnership agreement cannot impose any obligation or liability, or confer any right, on a person who is not party to the agreement.

6

Section 84 of the Law of Property Act 1925 (power to discharge or modify restrictive covenant) does not apply to a heritage partnership agreement.

F23Buildings in England: certificates of lawfulness

Annotations:
Amendments (Textual)
F23

Ss. 26H-26K and cross-heading inserted (25.4.2013 for specified purposes, 6.4.2014 in so far as not already in force) by Enterprise and Regulatory Reform Act 2013 (c. 24), ss. 61, 103(1)(i)(3); S.I. 2014/416, art. 3(b)

C4526HCertificate of lawfulness of proposed works

1

A person who wishes to ascertain whether proposed works for the alteration or extension of a listed building in England would be lawful may make an application to the local planning authority specifying the building and describing the works.

2

For the purposes of this section works would be lawful if they would not affect the character of the listed building as a building of special architectural or historic interest.

3

If on an application under this section the local planning authority are provided with information satisfying them that the works described in the application would be lawful at the time of the application, they must issue a certificate to that effect; and in any other case they must refuse the application.

4

A certificate under this section must—

a

specify the building to which it relates;

b

describe the works concerned;

c

give the reasons for determining that the works would be lawful; and

d

specify the date of issue of the certificate.

5

Works for which a certificate is issued under this section are to be conclusively presumed to be lawful, provided that—

a

they are carried out within 10 years beginning with the date of issue of the certificate, and

b

the certificate is not revoked under section 26I.

C4526ICertificates under section 26H: supplementary

1

An application for a certificate under section 26H must be made in such manner as may be prescribed by regulations under this Act.

2

An application must include such particulars, and be verified by such evidence, as may be required—

a

by the regulations,

b

by any directions given under the regulations, or

c

by the local planning authority.

3

Regulations under this Act may make provision about how applications for a certificate under section 26H are to be dealt with by local planning authorities.

4

In particular, regulations may provide for requiring the authority—

a

to give to any applicant within a prescribed period such notice as may be prescribed as to the manner in which the application has been dealt with; and

b

to give to the Secretary of State, and to such other persons as may be prescribed, prescribed information with respect to such applications made to the authority, including information as to the manner in which any application has been dealt with.

5

A certificate under section 26H may be issued--

a

for the whole or part of the listed building specified in the application; and

b

for all or part of the works described in the application;

and must be in such form as may be prescribed.

6

A local planning authority may revoke a certificate under section 26H if, on the application for the certificate—

a

a statement was made or document used which was false in a material particular; or

b

any material information was withheld.

7

Regulations under this section may make provision for regulating the manner in which certificates may be revoked and the notice to be given of such revocation.

C4526JOffences

1

A person is guilty of an offence if, for the purpose of procuring a particular decision on an application (whether or not by that person) for the issue of a certificate under section 26H, the person—

a

knowingly or recklessly makes a statement which is false or misleading in a material particular;

b

with intent to deceive, uses any document which is false or misleading in a material particular; or

c

with intent to deceive, withholds any material information.

2

A person guilty of an offence under subsection (1) is liable—

a

on summary conviction, to a fine not exceeding the statutory maximum; or

b

on conviction on indictment, to imprisonment for a term not exceeding two years, or a fine, or both.

3

Notwithstanding section 127 of the Magistrates' Courts Act 1980, a magistrates' court may try an information in respect of an offence under subsection (1) whenever laid.

C4526KAppeals against refusal or failure to give decision on application

1

Where an application is made to a local planning authority for a certificate under section 26H and—

a

the application is refused or is refused in part, or

b

the authority do not give notice to the applicant of their decision on the application within such period as may be prescribed under section 26I or within such extended period as may at any time be agreed in writing between the applicant and the authority,

the applicant may by notice appeal to the Secretary of State.

2

A notice of appeal under this section—

a

must be served within such time and in such manner as may be prescribed;

b

must be accompanied by such information as may be prescribed.

3

The time prescribed for the service of a notice of appeal under this section must not be less than—

a

28 days from the date of notification of the decision on the application; or

b

in the case of an appeal under subsection (1)(b), 28 days from—

i

the end of the period prescribed as mentioned in subsection (1)(b), or

ii

as the case may be, the extended period mentioned in subsection (1)(b).

4

On an appeal under this section, the Secretary of State must grant the appellant a certificate under section 26H or, in the case of a refusal in part, modify the certificate granted by the authority on the application, if and so far as the Secretary of State is satisfied—

a

in the case of an appeal under subsection (1)(a), that the authority's refusal is not well-founded, or

b

in the case of an appeal under subsection (1)(b), that if the authority had refused the application their refusal would not have been well-founded.

5

If and so far as the Secretary of State is satisfied that the authority's refusal is or, as the case may be, would have been well-founded, the Secretary of State must dismiss the appeal.

6

Where the Secretary of State grants a certificate under section 26H on an appeal under this section, the Secretary of State must give notice to the local planning authority of that fact.

7

References in this section to a refusal of an application in part include a modification or substitution of the description in the application of the works concerned.

8

Schedule 3 applies to an appeal under this section.

F35Buildings in Wales: heritage partnership agreements

Annotations:
Amendments (Textual)
F35

Ss. 26L, 26M and cross-heading inserted (21.3.2016 for specified purposes, 1.1.2022 in so far as not already in force) by Historic Environment (Wales) Act 2016 (anaw 4), ss. 28(1), 41(1)(c)(3); S.I. 2021/1059, art. 2(b)

26LHeritage partnership agreements

1

A relevant local planning authority may make an agreement under this section with any owner of a listed building, or part of such a building, situated in Wales.

2

Any of the following may also be a party to an agreement made by a relevant local planning authority under this section (in addition to the owner and the authority)—

a

any other relevant local planning authority;

b

the Welsh Ministers;

c

any occupier of the listed building;

d

any person who has an interest in the listed building;

e

any person involved in the management of the listed building;

f

any other person who appears to the relevant planning authority appropriate as having special knowledge of, or interest in, the listed building, or in buildings of architectural or historic interest more generally.

3

The Welsh Ministers may make an agreement under this section with any owner of a listed building, or part of such a building, situated in Wales.

4

Any of the following may also be a party to an agreement made by the Welsh Ministers under this section (in addition to the owner and the Welsh Ministers)—

a

any relevant local planning authority;

b

any occupier of the listed building;

c

any person who has an interest in the listed building;

d

any person involved in the management of the listed building;

e

any other person who appears to the Welsh Ministers appropriate as having special knowledge of, or interest in, the listed building, or in buildings of architectural or historic interest more generally.

5

An agreement under this section is referred to in this section and in section 26M as a “heritage partnership agreement”.

6

A heritage partnership agreement may contain provision—

a

granting listed building consent under section 8(1) in respect of specified works for the alteration or extension of the listed building to which the agreement relates; and

b

specifying any conditions to which the consent is subject.

7

The conditions to which listed building consent may be subject under subsection (6)(b) in respect of specified works are those that could be attached to listed building consent in respect of the works if consent were to be granted under section 16.

8

A heritage partnership agreement may also—

a

specify or describe works that would or would not, in the view of the parties to the agreement, affect the character of the listed building as a building of special architectural or historic interest;

b

make provision about the maintenance and preservation of the listed building;

c

make provision about the carrying out of specified works, or the doing of any specified thing, in relation to the listed building;

d

provide for public access to the listed building and the provision to the public of associated facilities, information or services;

e

restrict access to, or use of, the listed building;

f

prohibit the doing of any specified thing in relation to the listed building;

g

provide for a relevant local planning authority or the Welsh Ministers to make payments of specified amounts and on specified terms—

i

for, or towards, the costs of any works provided for under the agreement; or

ii

in consideration of any restriction, prohibition or obligation accepted by any other party to the agreement.

9

In this section “specified” means specified or described in the heritage partnership agreement.

10

In this section and in section 26M—

  • owner”, in relation to a listed building or part of such a building, means a person who is for the time being—

    1. a

      the estate owner in respect of the fee simple in the building or part; or

    2. b

      entitled to a tenancy of the building or part granted or extended for a term of years certain of which not less than 7 years remain unexpired;

  • relevant local planning authority”, in relation to a listed building, means a local planning authority in whose area the building or any part of the building is situated.

26MHeritage partnership agreements: supplemental

1

A heritage partnership agreement—

a

must be in writing;

b

must make provision for the parties to review its terms at intervals specified in the agreement;

c

must make provision for its termination and variation; and

d

may contain incidental and consequential provision.

2

A heritage partnership agreement may relate to more than one listed building or part of such a building, provided that the following are parties to the agreement in each case—

a

a relevant local planning authority or the Welsh Ministers; and

b

an owner of the building or part.

3

The Welsh Ministers must by regulations make provision—

a

about the consultation that must take place before a heritage partnership agreement is made or varied;

b

about the publicity that must be given to a heritage partnership agreement before or after it is made or varied;

c

specifying terms that must be included in a heritage partnership agreement;

d

enabling the Welsh Ministers to terminate by order a heritage partnership agreement or any provision of such an agreement; and

e

enabling any local planning authority who is a party to the heritage partnership agreement to terminate the agreement, or any provision of the agreement, by order.

4

Regulations under subsection (3)(d) or (e) may specify the provision that may be included in orders made by virtue of those paragraphs, including provision enabling such orders to contain supplementary, incidental, transitory, transitional or saving provision.

5

The Welsh Ministers may by regulations make provision—

a

disapplying, or applying or reproducing with or without modifications, any provision of sections 10 to 13, 15 to 26, 28, and 38 to 46 for the purposes of heritage partnership agreements;

b

providing for any of the following, as they apply for the purposes of provisions mentioned in paragraph (a), to apply with any modifications consequential on provision made under that paragraph—

i

sections 30 to 37;

ii

sections 62 and 63;

iii

Parts 3 and 4;

iv

Schedule 3.

6

A heritage partnership agreement cannot impose any obligation or liability, or confer any right, on a person who is not a party to the agreement (and, accordingly, listed building consent granted by such an agreement enures only for the benefit of the parties to the agreement).