F3Part X Rules and Guidance

Annotations:
Amendments (Textual)
F3

Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

F3Chapter I Rule-making Powers

F3138 General rule-making power.

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F3139 Miscellaneous ancillary matters.

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F3139AGeneral rules about remuneration

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F3139BRules about recovery plans

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F3139CRules about resolution plans

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F3139DSections 139B and 139C: interpretation

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F3139ERules about recovery and resolution plans: supplementary provision

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F3139FSpecial provision in relation to resolution plans

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F3140 Restriction on managers of F1certain collective investment schemes.

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F3141 Insurance business rules.

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F3142 Insurance business: regulations supplementing Authority’s rules.

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F3143 Endorsement of codes etc.

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F3 Specific rules

F3144 Price stabilising rules.

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F3145 Financial promotion rules.

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F3146 Money laundering rules.

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F3147 Control of information rules.

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F3 Modification or waiver

F3148 Modification or waiver of rules.

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F3 Contravention of rules

F3149 Evidential provisions.

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F3150 Actions for damages.

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F3151 Limits on effect of contravening rules.

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F3 Procedural provisions

F3152 Notification of rules to the Treasury.

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F3153 Rule-making instruments.

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F3154 Verification of rules.

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F3155 Consultation.

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F3156 General supplementary powers.

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F3Chapter II Guidance

F3157 Guidance.

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F3158 Notification of guidance to the Treasury.

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F3158AGuidance on outsourcing by investment firms and credit institutions

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F3Chapter III Competition Scrutiny

F3159 Interpretation.

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F3160 Reports by F2OFT.

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F3161 Power of OFT to request information.

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F3162 Consideration by Competition Commission.

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F3163 Role of the Treasury.

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F3164 The Competition Act 1998.

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