a copy of the applicant’s rules;

a copy of any guidance issued by the applicant;

the required particulars; and

such other information as F6the FCA may reasonably require for the purpose of determining the application.

particulars of any arrangements which the applicant has made, or proposes to make, for the provision F7by another person of clearing services in respect of transactions effected on the exchange;

if the applicant proposes to provide F8services falling within section 285(2)(b) in respect of transactions other than those effected on the exchange, particulars of the criteria which the applicant will apply when determining to whom it will provide those services F1;

a programme of operations which includes the types of business the applicant proposes to undertake and the applicant's proposed organisational structure;

such particulars of the persons who effectively direct the business and operations of the exchange as F9the FCA may reasonably require;

such particulars of the ownership of the exchange, and in particular of the identity and scale of interests of the persons who are in a position to exercise significant influence over the management of the exchange, whether directly or indirectly, as F10the FCA may reasonably require.

a copy of the applicant’s rules;

a copy of any guidance issued by the applicant;

the required particulars; and

such other information as F12the Bank may reasonably require for the purpose of determining the application.

if the applicant makes, or proposes to make, clearing arrangements with a recognised investment exchange, particulars of those arrangements;

if the applicant proposes to provide clearing services F13or services falling within section 285(3)(b) for persons other than recognised investment exchanges, particulars of the criteria which it will apply when determining to whom it will provide those services.

the CSD Regulation;

any EU regulation, originally made under the CSD regulation, which is F65assimilated direct legislation;

any subordinate legislation (within the meaning of the Interpretation Act 1978) made under the CSD regulation on or after IP completion day.

where the application is made under section 287, make a recognition order declaring the applicant to be a recognised investment exchange;

where the application is made under section 288(1) and Article 17 of the EMIR regulation allows authorisation to be granted, make a recognition order (“a central counterparty recognition order”) granting authorisation for the purposes of that Article and declaring the applicant to be a recognised central counterparty; F53...

where the application is made under section 288(1A), make a recognition order declaring the applicant to be a recognised clearing house which is not a recognised central counterparty F52; or

where the application is made under section 288A, make a recognition order (a “CSD recognition order”) granting authorisation for the purposes of Article 16 of the CSD regulation and declaring the applicant to be a recognised CSD.

any EU regulation, originally made under the markets in financial instruments directive, which is F66assimilated direct legislation;

any EU regulation, originally made under the markets in financial instruments regulation, which is F67assimilated direct legislation;

any subordinate legislation (within the meaning of the Interpretation Act 1978) made under the markets in financial instruments regulation on or after IP completion day.

the core services listed in Section A of the Annex to the CSD regulation which the applicant is authorised to provide pursuant to Article 16 or 19(1)(a) or (c) of that regulation, and

any non-banking-type ancillary services listed in or permitted under Section B of that Annex which the applicant is authorised to provide, including services notified under Article 19 of the CSD regulation.

an authorisation under Article 19(1) of the CSD regulation to outsource a core service under Article 30 of that regulation,

an authorisation under Article 19(1)(d) of the CSD regulation (settlement of cash leg of securities settlement system in the books of another settlement agent),

an authorisation under Article 19(1)(e) of the CSD regulation (setting up interoperable link),

a notification under Article 19(5) of the CSD regulation (other CSD links),

an authorisation under Article 54 or 56 of the CSD regulation to provide (in accordance with Article 54(2)(a) or (b)) any banking-type ancillary service listed in or permitted under Section C of the Annex to that regulation, and

an authorisation to provide investment services and activities in addition to the services explicitly listed in Sections A and B of the Annex to the CSD regulation.

as it has effect in relation to a decision to revoke such an order; and

as if references to a recognised body were references to the applicant.

as it has effect in relation to a decision to make a revocation order under section 297(1B); and

as if references to a recognised body were references to the applicant.

a body corporate or unincorporated association has made an application under section 288(1), and

the Bank of England has determined that application in accordance with Article 17 of the EMIR regulation,

grants an authorisation in accordance with Article 19(1), 54 or 56 of the CSD regulation,

receives a notification under Article 19 of that regulation, or

decides to withdraw authorisation for a service, activity or financial instrument in accordance with Article 20(4) or 57(4) of that regulation,

the applicant's business as an investment exchange, F21...

the provision by the applicant of clearing services, F22or

the provision by the applicant of services falling within section 285(2)(b) or (3)(b),

as it has effect in relation to a decision to revoke such an order, and

as if references to a recognised body were references to the applicant.

a recognised investment exchange;

a recognised clearing house F42which is not a central counterparty.

there are adequate procedures for dealing with a person who is unable, or likely to become unable, to meet his obligations in respect of one or more market contracts connected with the investment exchange or clearing house;

the applicant is able and willing to co-operate with F27the appropriate regulator by the sharing of information and in other ways;

adequate arrangements exist for co-operation between F28the appropriate regulator and those responsible for the supervision of the applicant in the country or territory in which the applicant’s head office is situated.

the relevant law and practice of the country or territory in which the applicant’s head office is situated;

the rules and practices of the applicant.

the reference in section 313(2) to recognition requirements is to be read as a reference to matters corresponding to the matters in respect of which provision is made in the recognition requirements;

sections 296(1) and 297(2) have effect as if the requirements mentioned in section 296(1)(a) and section 297(2)(a) were those of subsection (3)(a), (b), and (c) of this section;

section 297(2) has effect as if the grounds on which a recognition order may be revoked under that provision included the ground that in the opinion of F30the appropriate regulator arrangements of the kind mentioned in subsection (3)(d) no longer exist.