[F1404CEnforcementU.K.
This section has no associated Explanatory Notes
The following provisions—
(a)Part 14 (disciplinary measures), and
(b)so much of this Act as relates to any provision of that Part,
(which [F2, subject to section 415AA(1),] apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.]
Textual Amendments
F1Ss. 404-404G and preceding cross-heading substituted (12.10.2010) for s. 404 and preceding cross-heading by Financial Services Act 2010 (c. 28), ss. 14, 26(3); S.I. 2010/2480, art. 2
F2Words in s. 404C inserted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 60(2), 86(2)(f) (with s. 60(4))
Modifications etc. (not altering text)