SCHEDULES

PART 1 U.K.Part 11 of FSMA 2000: information gathering and investigations

7(1)Section 167 (appointment of investigator in general cases) is amended as follows.U.K.

(2)In subsection (1), for “the Authority or the Secretary of State (“the investigating authority”)” substitute “ an investigating authority ”.

(3)After subsection (5) insert—

“(5A)Investigating authority” means—

(a)in relation to a recognised investment exchange, the Secretary of State or the FCA;

(b)in relation to an authorised person or former authorised person, the FCA or the PRA;

(c)in relation to an appointed representative or former appointed representative, the FCA or the PRA.”