SCHEDULES

SCHEDULE 12U.K.Amendments of Parts 11 and 23 of FSMA 2000

PART 1 U.K.Part 11 of FSMA 2000: information gathering and investigations

9(1)Section 169 (investigations at the request of an overseas regulator) is amended as follows.U.K.

(2)In subsection (1), for “the Authority” substitute “ a regulator ”.

(3)In subsections (3) and (4), in each place, for “Authority” substitute “ regulator ”.

(4)In subsection (5), in each place, for “Authority” substitute “ regulator ”.

(5)In subsection (6), for “Authority” substitute “ regulator ”.

(6)In subsection (7), for “the Authority” substitute “ a regulator ”.

(7)In subsection (8), for “Authority” substitute “ regulator ”.

(8)In subsection (9), for “The Authority” substitute “ Each regulator ”.

(9)In subsection (11), for “Authority” substitute “ regulator ”.