SCHEDULES

SCHEDULE 13U.K.Auditors and actuaries

4(1)Section 342 (information given by auditor or actuary) is amended as follows.U.K.

(2)In subsection (1), after “authorised person” insert “ or recognised investment exchange, ”.

(3)In subsection (3)—

(a)for “the Authority”, in the first place, substitute “ a regulator ”,

(b)after “authorised person” insert “ or recognised investment exchange ”, and

(c)for “the Authority”, in the second place, substitute “ that regulator ”.

(4)In subsection (4), for “Authority” substitute “ regulator ”.

(5)In subsection (7), after “authorised person” insert “ or recognised investment exchange ”.

(6)For “the Authority”, in each other place (including the heading), substitute “ a regulator ”.