SCHEDULES

SCHEDULE 18U.K.Further minor and consequential amendments

PART 2 U.K.Amendments of other Acts of Parliament

Companies Act 2006 (c. 46)U.K.

110U.K.The Companies Act 2006 is amended as follows.

111U.K.In section 384 (companies excluded from small companies regime), in subsection (2)(c), for “Part 4” substitute “ Part 4A ”.

112(1)Section 461 (permitted disclosure of information obtained under compulsory powers) is amended as follows.U.K.

(2)In subsection (3), for paragraph (e) and the “or” following it, substitute—

“(e)the Financial Conduct Authority,

(ea)the Prudential Regulation Authority, or”.

(3)In subsection (4)(g), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”.

113U.K.In section 467 (companies excluded from being treated as medium-sized), in subsection (1)(b)(i) and (2)(c), for “Part 4” substitute “ Part 4A ”.

114U.K.In section 470 (power to apply provisions to banking partnerships), in subsection (2), for “Part 4” substitute “ Part 4A ”.

115U.K.In section 474 (definitions), in subsection (1), in the definition of “e-money issuer”, for “Part 4” substitute “ Part 4A ”.

116U.K.In section 539 (definitions), in subsection (1), in the definition of “e-money issuer”, for “Part 4” substitute “ Part 4A ”.

117(1)Section 843 (realised profits and losses of long-term insurance business) is amended as follows.U.K.

(2)In subsection (2)(b), for “section 142(2)” substitute “ Part 9A ”.

(3)In subsection (6)(a), for “Part 10” substitute “ Part 9A ”.

118U.K.In section 948 (restrictions on disclosure), in subsection (7)—

(a)for paragraph (a) substitute—

“(a)the Financial Conduct Authority;

(aa)the Prudential Regulation Authority;

(ab)the Bank of England;”, and

(b)in paragraph (c), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

119U.K.In section 950 (Panel on Takeovers and Mergers: duty of co-operation), in subsection (1)—

(a)for paragraph (a) substitute—

“(a)the Financial Conduct Authority;

(aa)the Prudential Regulation Authority;

(ab)the Bank of England;”, and

(b)in paragraph (c), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

120U.K.In section 995 (petition by Secretary of State), in subsection (1)—

(a)in paragraph (c), for “or the Financial Services Authority” substitute “ , the Financial Conduct Authority, the Prudential Regulation Authority or the Bank of England ”, and

(b)in paragraph (d), for “or the Financial Services Authority” substitute “ , the Financial Conduct Authority, the Prudential Regulation Authority or the Bank of England ”.

121U.K.In section 1164 (meaning of “banking company” and “banking group”), in subsection (2), for “Part 4” substitute “ Part 4A ”.

122U.K.In section 1165 (meaning of “insurance company” etc.), in subsection (2), for “Part 4” substitute “ Part 4A ”.

123(1)Schedule 2 (specified persons and descriptions of disclosure for the purposes of section 948) is amended as follows.U.K.

(2)In Part 1, in section (A) (United Kingdom), for paragraph 5 substitute—

“5The Financial Conduct Authority.

5AThe Prudential Regulation Authority.”

(3)In Part 2, in section (A) (United Kingdom)—

(a)in paragraph 11, for “paragraph 7 of Schedule 1 to the Financial Services and Markets Act 2000” substitute “ section 84 of the Financial Services Act 2012 ”,

(b)in paragraph 12, for “section 15 of the Financial Services and Markets Act 2000” substitute “ section 69 of the Financial Services Act 2012 ”,

(c)in paragraph 37, for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”,

(d)in paragraph 49, for paragraph (a) substitute—

“(a)a decision of the Financial Conduct Authority;

(aa)a decision of the Prudential Regulation Authority;”.

(4)In Part 3, in paragraph 1(2), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

124(1)Schedule 11A (specified persons, description, disclosures etc. for the purposes of section 1224A) is amended as follows.U.K.

(2)In Part 1, for paragraph 5 substitute—

“5The Financial Conduct Authority.

5AThe Prudential Regulation Authority.”

(3)In Part 2—

(a)in paragraph 28, for “paragraph 7 of Schedule 1 to the Financial Services and Markets Act 2000” substitute “ section 84 of the Financial Services Act 2012 ”,

(b)in paragraph 29, for “section 15 of the Financial Services and Markets Act 2000 (c. 8)” substitute “ section 69 of the Financial Services Act 2012 ”,

(c)in paragraph 52, for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”, and

(d)in paragraph 71, for paragraph (a) substitute—

“(a)a decision of the Financial Conduct Authority;

(aa)a decision of the Prudential Regulation Authority;”.