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SCHEDULES

SCHEDULE 4U.K.Abolition of share warrants to bearer

PART 1 U.K.Arrangements for conversion and cancellation of existing share warrants

OffencesU.K.

17U.K.For the purposes of any offence under this Part of this Schedule a shadow director is treated as an officer of the company.

18(1)A person guilty of an offence under paragraph 1(5) of this Schedule is liable on summary conviction to a fine not exceeding level 3 on the standard scale and, for continued contravention, a daily default fine not exceeding one-tenth of level 3 on the standard scale.U.K.

(2)A person guilty of an offence under any other provision of this Schedule is liable—

(a)on conviction on indictment, to a fine;

(b)on summary conviction—

(i)in England and Wales, to a fine;

(ii)in Scotland or Northern Ireland, to a fine not exceeding the statutory maximum.

19U.K.The following sections of the Companies Act 2006 apply for the purposes of this Part of this Schedule as they apply for the purposes of the Companies Acts—

(a)sections 1121 and 1122 (liability of officer in default);

(b)section 1125 (meaning of “daily default fine”);

(c)sections 1127 and 1128 (general provision about summary proceedings);

(d)section 1129 (legal professional privilege);

(e)section 1132 (production and inspection of documents).