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The Financial Services Act 1986 (Investment Advertisements) (Exemptions) (No. 2) Order 1995

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Public offers of securities

14.  Section 57 of the Act shall not apply to an investment advertisement which—

(a)is a prospectus, or supplementary prospectus, issued in accordance with Part II of the Public Offers of Securities Regulations 1995(1);

(b)relates to a prospectus or supplementary prospectus published or to be published in accordance with Part II of the Public Offers of Securities Regulations 1995, and which contains no invitation or information which would make it an investment advertisement other than—

(i)the name and address of the person by whom the investments to which the prospectus or supplementary prospectus relates are to be offered (within the meaning of the Public Offers of Securities Regulations 1995), or other particulars for communicating with him;

(ii)the nature and the nominal value of the investments to which the prospectus or supplementary prospectus relates, the number offered and the price at which they are offered;

(iii)a statement that a prospectus or supplementary prospectus issued in accordance with Part II of the Public Offers of Securities Regulations 1995 is or will be available and, if it is not yet available, when it is expected to be; and

(iv)instructions for obtaining a copy of the prospectus or supplementary prospectus; or

(c)is required by a relevant EEA market for admission of an investment to trading on that market which—

(i)contains the information which would be required by Part II of the Public Offers of Securities Regulations 1995 if it were a prospectus; and

(ii)does not contain any information other than information required or permitted to be published by the rules of the relevant EEA market.

(1)

S.I. [–].

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