The Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001

2.  In these Regulations—

  • “the Act” means the Financial Services and Markets Act 2000;

  • “EEA credit institution” means an EEA firm falling within paragraph 5(b) of Schedule 3 to the Act M1;

  • “EEA investment firm” means an EEA firm falling within paragraph 5(a) of Schedule 3 to the Act;

  • “investment firm”, except in the term “EEA investment firm”, has the meaning given by article 4(5) of the Regulated Activities Order;

  • “the Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 M2;

  • “UK authorised person” has the meaning given by section 178(4) of the Act.

Marginal Citations

M1Amended by S.I. 2000/2952.