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The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
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- UK Statutory Instruments
- 2001 No. 2587
- Regulation 1
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Changes and effects yet to be applied to Regulation 1:
- Regulations applied (with modifications) by S.I. 2024/107 reg. 30
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Citation, commencement and interpretationU.K.
1.—(1) These Regulations may be cited as the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 and come into force on the day on which section 19 of the Act (the general prohibition) comes into force.
(2) In these Regulations—
“the Act” means the Financial Services and Markets Act 2000;
“the person concerned” means—
[F3“recognised body” has the meaning given by section 313(1) of the Act;]
“relevant requirement” means—
(a)
a requirement which is imposed by or under any provision of the Act other than Part VI (listing) and which relates to authorisation under the Act (whether by way of permission under Part IV of the Act or otherwise) or to the carrying on of any regulated activity; F4...
(aa)
[F5a requirement which is a relevant requirement within the meaning of section 312E(2) or (3) of the Act; or]
Textual Amendments
F1Words in reg. 1(2) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 26(2)(a)(i) (with regs. 7(4), 9(1))
F2Words in reg. 1(2) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 26(2)(a)(ii) (with regs. 7(4), 9(1))
F3Words in reg. 1(2) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 26(2)(b) (with regs. 7(4), 9(1))
F4Word in reg. 1(2) revoked (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(i)
F5Words in reg. 1(2) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(ii)
F6Words in reg. 1(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(iii)
Commencement Information
(1)
See in particular section 402 of the Act (power of the Authority to institute proceedings for offences under other enactments).
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