2001 No. 2956

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001

Made

Laid before Parliament

Coming into force

The Treasury, in exercise of the powers conferred upon them by sections 75(3), 79(3)M1, 103(1)M2, 417(1)M3 and 428(3) of, and paragraph 9 of Schedule 10M4 and paragraphs 16(3), 16(4) and 20(2) of Schedule 11 to, the Financial Services and Markets Act 2000M5, hereby make the following Regulations:

Annotations:
Marginal Citations
M1

By virtue of section 86, and section 87(5) and paragraphs 1 and 2 of Schedule 9, section 79(3) applies to prospectuses required by listing rules in accordance with section 84(1), and to non-listing prospectuses, as it applies to listing particulars.

M2

See the definition of “issuer".

M3

See the definition of “prescribed".

M4

Paragraph 9 of Schedule 10 is inserted, for the purposes of the application of Schedule 10 to non-listing prospectuses, by paragraph 5(2) of Schedule 9.

M5

2000 c. 8. Schedule 11 is amended by S.I. 2001/2955.