xmlns:atom="http://www.w3.org/2005/Atom"

  1. Introductory Text

  2. PART 1 GENERAL

    1. 1.Citation, commencement and interpretation

  3. PART 2 CIVIL REMEDIES

    1. 2.Remedial injunctions and restitution orders in respect of pre-commencement conduct

    2. 3.Restitution by the Authority

    3. 4.Injunctions to prevent disposal of assets

    4. 5.Unenforceable contracts

  4. PART 3 DISCIPLINARY POWERS

    1. 6.Public statements in respect of pre-commencement contraventions of the Financial Services Act

    2. 7.Public statements in respect of pre-commencement contraventions of the rules of self-regulating organisations

    3. 8.Imposition of penalties in respect of pre-commencement contraventions of the rules of self-regulating organisations

    4. 9.Disciplinary powers in relation to persons registered with self-regulating organisations

  5. PART 4 PROVISIONS RELATING TO THOSE FORMERLY AUTHORISED IN RELATION TO DEPOSIT TAKING

    1. 10.Saving of sections 19 and 20 of the Banking Act

    2. 11.Saving of sections 43A and 43B of the Building Societies Act

    3. 12.Winding-up of former authorised institutions etc.

  6. PART 5 CRIMINAL OFFENCES

    1. 13.Offences committed before commencement

  7. PART 6 INFORMATION GATHERING AND INVESTIGATIONS

    1. 14.Regulated persons

    2. 15.Power to require information

    3. 16.Reports by skilled persons

    4. 17.Appointment of persons to carry out general investigations

    5. 18.Appointment of persons to carry out investigations in particular cases

  8. PART 7 MISCELLANEOUS

    1. 19.Auditors

    2. 20.Recognised professional bodies

    3. 21.Information from former recognised professional bodies

    4. 22.Tribunal proceedings that relate to the contravention of a rule

    5. 23.Revocation and amendments

  9. Signature

  10. Explanatory Note