The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003
PART 1GENERAL
1Citation and commencement
2Interpretation
PART 2AMENDMENTS TO THE REGULATED ACTIVITIES ORDER
3Meaning of “overseas person”
4Arranging regulated mortgage contracts
5Exclusion of arrangements not causing a deal
6Exclusion where a person provides means of communication between parties
7Exclusion where the arranger is a party to the contract
8Exclusion of arrangements where transaction is with or through an authorised person
9Exclusion of arrangements made in the course of administration by authorised person
10Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
11Exclusion of arrangements consisting of an introduction to an authorised person etc.
12Other exclusions—arranging
13Advising on regulated mortgage contracts
14Exclusion of advice given in print, electronic or broadcast media
15Exclusion of advice given in the course of administration by authorised person
16Other exclusions—advising
17Other exclusions—regulated mortgage contracts
18Exclusion of trustees, nominees and personal representatives
19Exclusion of activities carried on in the course of a profession or non-investment business
20Overseas persons
PART 3AMENDMENTS TO THE CONSUMER CREDIT ACT 1974
21Exceptions from section 145
22Disapplication of section 155 in relation to authorised persons and appointed representatives
PART 4AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE FINANCIAL SERVICES AND MARKETS ACT 2000
23Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
24Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
25Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
PART 5TRANSITIONAL PROVISIONS
26Interpretation
27Applications for Part IV permission
28Applications for approval
29Modifications and waivers

2003 No. 1475

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003

Approved by Parliament

Made

Laid before Parliament

Coming into force in accordance with article 1

Whereas, in the opinion of the Treasury, one of the effects of the following Order is that an activity which is not a regulated activity (within the meaning of the Financial Services and Markets Act 20001) will become a regulated activity;

The Treasury, in exercise of the powers conferred upon them by sections 22(1) and (5), 426, 427 and 428(3) of, and paragraph 25 of Schedule 2 to, that Act, hereby make the following Order: