Textual Amendments
F1Words in Pt. 2 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(b)
3. [F2The FCA] is the competent authority for the purposes of the EC Regulation.
Textual Amendments
F2Words in reg. 3 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(c)
F34. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F3Reg. 4 omitted (1.7.2011) by virtue of The Credit Rating Agencies (Amendment) Regulations 2011 (S.I. 2011/1435), regs. 1, 4(b) (with reg. 5)
5. Section 348(1) of the Act (restrictions on disclosure of confidential information by [F4FCA, PRA etc]) does not prevent the [F5FCA] from disclosing confidential information where the disclosure is permitted by the EC Regulation.
Textual Amendments
F4Words in reg. 5 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(d)(i)
F5Word in reg. 5 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(d)(ii)
6.—(1) The [F6FCA] may give guidance consisting of such information and advice as it considers appropriate with respect to any matter relating to the functions of the [F6FCA] under the EC Regulation.
(2) The [F6FCA] may—
(a)publish its guidance;
(b)offer copies of its published guidance for sale at a reasonable price;
(c)if it gives guidance in response to a request made by any person, make a reasonable charge for that guidance.
Textual Amendments
F6Word in reg. 6 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(e)
7. The functions of the [F7FCA] under the EC Regulation are to be treated for the purposes of [F8Part 1 (general) and paragraphs 16 (status) and 33 (exemption from liability in damages) of Schedule 1ZA] to the Act as functions conferred on the [F7FCA] under the Act.
Textual Amendments
F7Words in reg. 7 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(f)(i)
F8Words in reg. 7 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 188(f)(ii)