http://www.legislation.gov.uk/uksi/2013/1773/schedule/1/paragraph/36/made
The Alternative Investment Fund Managers Regulations 2013
en
King's Printer of Acts of Parliament
2016-08-31
FINANCIAL SERVICES AND MARKETS
These Regulations implement in part Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers (“AIFMD”), Regulation (EU) No 231/2013 supplementing AIFMD, Regulation (EU) No 345/2013 on European venture capital funds and Regulation (EU) No 346/2013 on European social entrepreneurship funds, and an element of Directive 2011/89/EU of the European Parliament and of the Council amending Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate. The Financial Conduct Authority (“FCA”) is responsible for implementing other parts of AIFMD. A transposition note setting out how AIFMD and Directive 2011/89/EU will be transposed into UK law will be available on HM Treasury’s website (www.hm-treasury.gov.uk).
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(c)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(h)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(i)
(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(1)(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(2)(c)(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(4)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(3)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(5)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(6)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c) and word
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(10)(d)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
(10)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(12)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
(6)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(15)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 29(1)(b)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(3)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(5)(c)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 56-56C
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(7)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
SCHEDULE 1AMENDMENTS TO PRIMARY LEGISLATION
PART 1Amendments to the Financial Services and Markets Act 2000
36
In paragraph 2B of Schedule 6 (threshold conditions)85—
a
in sub-paragraph (1), for “or (4)(a)”, substitute “, (4)(a) or (7)”;
b
after sub-paragraph (6), insert—
7
If A is seeking to carry on, or is carrying on, the regulated activity of managing an AIF and is, or upon being granted Part 4A permission to carry on that regulated activity would be, a full-scope UKAIFM, A’s head office and registered office must be in the United Kingdom.