The Data Reporting Services Regulations 2017 (revoked)
PART 1Introductory Provisions
1Citation and commencement
2Interpretation
2AReferences to EU Regulations etc
3CTP definition and conditions
4Retained EU law
PART 2Authorisation of Data Reporting Services
5Prohibition on provision of data reporting service
6Register of data reporting service providers
7Application for authorisation to provide a data reporting service
8Application for verification of compliance with these Regulations
9Conditions for authorisation to provide a data reporting service
10Determination of an application for authorisation to provide a data reporting service
11Cancellation of an authorisation to provide a data reporting service
12Variation of an authorisation to provide data reporting services
12ADeemed authorisation to provide a data reporting service
12BRegulator response
12CPeriod during which regulation 12A is to apply
PART 3Operating Requirements
13Requirements for the management body of a data reporting service provider
14Conditions for an APA
15Conditions for a CTP
16Conditions for an ARM
PART 4Administration and enforcement
CHAPTER 1The FCA
Functions of the FCA
17Functions of the FCA
18Monitoring and enforcement
19Co-operation and consultation
20Guidance
21Reporting requirements
Restrictions on authorisation
22Restrictions on authorisation to carry on data reporting services
Administrative sanctions
23Public censure
24Financial penalties
25Warning notice
26Decision notice
27Statements of policy
28Statements of policy: procedure
Offences
29Misleading the FCA
30Breach of the prohibition on provision of data reporting service
31Restriction on penalties
CHAPTER 2Application of the Act for the purposes of the Regulations
32Application of Part 9 of the Act (hearings and appeals)
33Application of Part 11 of the Act (information gathering and investigations)
34Information given by an auditor
35Restrictions on disclosure of information
36Application of Part 25 of the Act (injunctions and restitution)
37Application of Part 26 of the Act (notices)
38Application of Part 27 of the Act (offences)
39Application of section 413 of the Act (protected items)
40FCA: penalties, fees and exemption from liability in damages
CHAPTER 3Application of secondary legislation for the purposes of the Regulations
41Service of notices
42Disclosure of confidential information
43Communications by auditors
PART 5Miscellaneous
44Record keeping
45Reporting of infringements
46Application to Gibraltar
47Applications for authorisation and verification: CTP definition and conditions
48Review

2017 No. 699

Financial Services And Markets

The Data Reporting Services Regulations 2017 (revoked)F1

Made

Laid before Parliament

Coming into force in accordance with regulation 1(2)

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations:
Amendments (Textual)
F1

Regulations revoked (5.4.2024) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4) and with savings and transitional provisions in S.I. 2024/107, regs. 38-43); S.I. 2023/1382, reg. 4(c)