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  1. Introductory Text

  2. PART 1 Introductory Provisions

    1. 1.Citation and commencement

    2. 2.Interpretation

    3. 2A.References to EU Regulations etc

    4. 3.CTP definition and conditions

    5. 4.Retained EU law

  3. PART 2 Authorisation of Data Reporting Services

    1. 5.Prohibition on provision of data reporting service

    2. 6.Register of data reporting service providers

    3. 7.Application for authorisation to provide a data reporting service

    4. 8.Application for verification of compliance with these Regulations

    5. 9.Conditions for authorisation to provide a data reporting service

    6. 10.Determination of an application for authorisation to provide a data reporting service

    7. 11.Cancellation of an authorisation to provide a data reporting service

    8. 12.Variation of an authorisation to provide data reporting services

    9. 12A.Deemed authorisation to provide a data reporting service

    10. 12B.Regulator response

    11. 12C.Period during which regulation 12A is to apply

  4. PART 3 Operating Requirements

    1. 13.Requirements for the management body of a data reporting service provider

    2. 14.Conditions for an APA

    3. 15.Conditions for a CTP

    4. 16.Conditions for an ARM

  5. PART 4 Administration and enforcement

    1. CHAPTER 1 The FCA

      1. Functions of the FCA

        1. 17.Functions of the FCA

        2. 18.Monitoring and enforcement

        3. 19.Co-operation and consultation

        4. 20.Guidance

        5. 21.Reporting requirements

      2. Restrictions on authorisation

        1. 22.Restrictions on authorisation to carry on data reporting services

      3. Administrative sanctions

        1. 23.Public censure

        2. 24.Financial penalties

        3. 25.Warning notice

        4. 26.Decision notice

        5. 27.Statements of policy

        6. 28.Statements of policy: procedure

      4. Offences

        1. 29.Misleading the FCA

        2. 30.Breach of the prohibition on provision of data reporting service

        3. 31.Restriction on penalties

    2. CHAPTER 2 Application of the Act for the purposes of the Regulations

      1. 32.Application of Part 9 of the Act (hearings and appeals)

      2. 33.Application of Part 11 of the Act (information gathering and investigations)

      3. 34.Information given by an auditor

      4. 35.Restrictions on disclosure of information

      5. 36.Application of Part 25 of the Act (injunctions and restitution)

      6. 37.Application of Part 26 of the Act (notices)

      7. 38.Application of Part 27 of the Act (offences)

      8. 39.Application of section 413 of the Act (protected items)

      9. 40.FCA: penalties, fees and exemption from liability in damages

    3. CHAPTER 3 Application of secondary legislation for the purposes of the Regulations

      1. 41.Service of notices

      2. 42.Disclosure of confidential information

      3. 43.Communications by auditors

  6. PART 5 Miscellaneous

    1. 44.Record keeping

    2. 45.Reporting of infringements

    3. 46.Application to Gibraltar

    4. 47.Applications for authorisation and verification: CTP definition and conditions

    5. 48.Review

  7. Signature

  8. Explanatory Note