The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019

Appointment by FCA of persons to carry out investigationsU.K.

This section has no associated Explanatory Memorandum

31.  In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—

[F1(a)in paragraph (a), for sub-paragraph (ii) (including the “or” at the end) substitute—

“(ii)any other provision of qualifying transparency legislation, or”;

(b)in paragraph (b), for sub-paragraph (ii) (including the “or” at the end) substitute—

“(ii)any other provision of qualifying transparency legislation, or”;]

(c)in paragraph (ba) M1, for the words from “by that person of” to the end substitute “ by that person of qualifying transparency legislation; ”.

Textual Amendments

F1Reg. 31(a)(b) substituted (31.12.2020 immediately before IP completion day) by The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(3), 18 (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2))); 2020 c. 1, Sch. 5 para. 1(1)

Commencement Information

I1Reg. 31 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M1Paragraph (ba) was inserted by S.I. 2015/1755.